Risk, Quality & Compliance Manager

Applying for a role with Cutcher & Neale is the first step toward securing your place within a highly-respected, hard-working and innovative team. 

The opportunity

We’re seeking a Risk, Quality & Compliance Manager to join our Newcastle team. In this role, you’ll work closely with our Head of Risk & Compliance to drive a strong risk culture, oversee internal processes and procedures, and provide expert advice to the Executive Team.

We’re proud to offer flexible work options and prioritise work-life balance. This part-time role (24 hours per week) can be tailored to suit your needs—let’s discuss how we can make it work for you!

Key Responsibilities:

• Manage compliance risks across the firm including AML / CTF, AFSL, ACL, CAANZ etc. 
• Provide training and support on risk & compliance matters
• Monitor incidents, breaches and complaints, and embed controls in collaboration with the Executive Team
• Build and maintain relationships with internal and external stakeholders to ensure compliance with regulatory requirements and standards 
• Offer guidance on legislative and regulatory changes that impact the company's compliance obligations
• Review and approve marketing materials and other external communications to ensure legal and regulatory compliance

Key Requirements: 

• Tertiary degree qualifications in law, commerce, economics, finance, or related field 
• Minimum of 2 years’ experience in a Compliance-based position in the financial services industry
• Experience with AML/CTF, AFSL and ACL licensing requirements, highly regarded
• Experience with working with ASIC, highly regarded

If you're ready to start your career with us, apply now and be part of a team that values growth, innovation, and making a real difference. Submit your resume and a short cover letter addressing why you're perfect for the position here. 

Reach out to us at careers@cutcher.com.au if you have any questions.